Luk, Ka Yin 陸嘉延
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-11-16 | 2012-02-06 |
2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-08-30 | 2012-02-06 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-30 | 2012-02-06 |
4 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2012-05-11 | 2013-04-23 | Rep | Dealing in securities | 2012-05-11 | 2013-04-23 | Rep | Leveraged foreign exchange trading | 2012-05-11 | 2013-04-23 |
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