Wong, James Chung Yin 黃頌賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-04-27 | 2023-06-30 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-27 | 2010-09-14 | Rep | Automated trading services | 2008-11-07 | 2010-09-14 | Rep | Dealing in futures contracts | 2008-11-07 | 2010-09-14 |
3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-07-27 | 2008-11-24 | Rep | Dealing in futures contracts | 2005-07-27 | 2008-11-24 |
4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-27 | 2010-09-14 |
5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2005-07-07 | Rep | Dealing in futures contracts | 2011-01-24 | 2012-04-16 |
6 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in futures contracts | 2005-07-07 | Rep | Dealing in futures contracts | 2011-01-24 | 2012-03-23 |
7 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2005-07-07 |
8 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-09 | 2012-11-30 |
9 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2015-08-14 | Rep | Dealing in securities | 2012-12-14 | 2015-08-14 |
10 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2015-09-10 | 2022-04-12 | Rep | Dealing in securities | 2015-09-10 | 2022-04-12 |
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