Wan, Yuk Ling (SFC:AGY915) 尹玉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Asset Management Limited | Rep | Asset management | 2016-09-22 | 2018-02-12 |
| 2 | China Sunrise Securities (International) Limited | RO | Dealing in securities | 2015-11-27 | 2018-11-09 | RO | Advising on securities | 2017-07-28 | 2018-11-09 |
| 3 | Easy One Asset Management Limited | RO | Advising on securities | 2023-09-29 | 2024-06-30 | RO | Asset management | 2023-09-29 | 2024-06-30 |
| 4 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-03-06 | 2010-07-08 | Rep | Dealing in futures contracts | 2008-05-30 | 2011-07-29 | RO | Dealing in securities | 2010-07-08 | 2014-06-13 | RO | Dealing in futures contracts | 2011-07-29 | 2012-04-12 |
| 5 | Telecom King Securities Limited | Rep | Dealing in futures contracts | 2014-06-23 | 2014-07-29 | Rep | Dealing in securities | 2014-06-23 | 2014-07-29 | RO | Dealing in futures contracts | 2014-07-29 | 2015-08-17 | RO | Dealing in securities | 2014-07-29 | 2015-08-17 |
| 6 | Theia Securities Limited | Rep | Advising on securities | 2020-07-31 | 2020-11-12 | Rep | Asset management | 2020-07-31 | 2020-11-12 | Rep | Dealing in securities | 2020-07-31 | 2020-11-12 | RO | Advising on securities | 2020-11-12 | 2022-11-30 | RO | Asset management | 2020-11-12 | 2022-11-30 | RO | Dealing in securities | 2020-11-12 | 2022-11-30 |
| 7 | ZH SECURITIES LIMITED | RO | Advising on securities | 2020-02-04 | 2020-06-01 | RO | Asset management | 2020-02-04 | 2020-06-01 | RO | Dealing in securities | 2020-02-04 | 2020-06-01 |
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