Chan, Rocky Yu 陳力奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital 49 Investment Management Limited | Rep | Asset management | 2023-06-20 | 2023-08-14 | RO | Asset management | 2023-08-14 |
| 2 | China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2017-04-20 | 2021-05-31 | Rep | Asset management | 2018-01-17 | 2021-05-31 |
| 3 | Privium Fund Management (HK) Limited | Rep | Asset management | 2022-09-14 | 2023-05-08 |
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