So, Louis Hang Fai 蘇恆輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-09-02 | Rep | Asset management | 2003-09-02 | Rep | Automated trading services | 2003-09-02 | Rep | Advising on securities | 2003-09-03 | Rep | Dealing in securities | 2003-09-03 |
2 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-02 | Rep | Asset management | 2003-09-02 | Rep | Automated trading services | 2003-09-02 | Rep | Advising on securities | 2003-09-03 | Rep | Dealing in securities | 2003-09-03 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-18 | 2004-05-13 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-03 | 2004-05-13 | Rep | Leveraged foreign exchange trading | 2004-03-22 | 2004-05-13 |
5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2008-01-29 | 2013-09-16 |
6 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2008-01-29 | 2013-09-16 | Rep | Dealing in securities | 2008-01-29 | 2013-09-16 |
7 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2017-09-04 | 2017-10-10 | Rep | Asset management | 2017-09-04 | 2017-10-10 | Rep | Dealing in securities | 2017-09-04 | 2017-10-10 |
8 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2017-09-04 | 2017-10-10 | Rep | Dealing in securities | 2017-09-04 | 2017-10-10 |
9 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2015-11-11 | 2017-08-28 | Rep | Dealing in securities | 2015-11-11 | 2017-08-28 |
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