Chan, Chi Fai (SFC:AJO293) 陳志輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2007-06-18 | 2009-05-09 |
2 | BG Asset Management Limited | Rep | Advising on securities | 2022-06-27 | 2023-07-31 | Rep | Asset management | 2022-06-27 | 2023-07-31 | RO | Advising on securities | 2023-07-31 | RO | Asset management | 2023-07-31 |
3 | BG Securities (HK) Co., Limited | Rep | Dealing in securities | 2021-04-29 | 2021-06-21 | RO | Dealing in securities | 2021-06-21 |
4 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-04-10 | 2006-05-04 |
5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-04-10 | 2006-05-04 |
6 | China Reserve Securities Limited | Rep | Dealing in securities | 2011-06-28 | 2018-05-31 | RO | Advising on securities | 2018-05-31 | 2019-04-25 | RO | Dealing in securities | 2018-05-31 | 2019-04-25 |
7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-15 | 2009-07-22 |
8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-01 | 2009-07-22 |
9 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-07-14 | 2006-09-05 |
10 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-25 | 2006-09-05 |
11 | Matrix Asset Management Limited | Rep | Advising on securities | 2021-02-08 | 2021-04-01 | Rep | Asset management | 2021-02-08 | 2021-04-01 |
12 | Matrix Securities Limited | Rep | Dealing in securities | 2021-02-08 | 2021-04-01 |
13 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-30 | 2011-06-17 |
14 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-30 | 2011-06-17 |
15 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-07-02 | 2006-03-20 | Rep | Dealing in futures contracts | 2006-11-23 | 2006-12-21 |
16 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-03-25 | 2006-03-20 | Rep | Dealing in securities | 2006-11-23 | 2006-12-21 |
17 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-01-02 | 2007-05-14 |
18 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-01-02 | 2007-05-14 |
19 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | Advising on securities | 2019-06-27 | 2019-08-12 | Rep | Dealing in securities | 2019-06-27 | 2019-08-12 | RO | Advising on securities | 2019-08-12 | 2020-08-14 | RO | Dealing in securities | 2019-08-12 | 2020-08-14 |
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