Litherland, Piers Aidan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | JF INTERNATIONAL MANAGEMENT INC. | RO | Advising on corporate finance | 2004-11-19 | RO | Advising on securities | 2012-01-19 | RO | Asset management | 2012-01-19 |
2 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on corporate finance | 2004-11-19 | RO | Advising on futures contracts | 2012-01-19 | RO | Advising on securities | 2012-01-19 | RO | Asset management | 2012-01-19 | Rep | Dealing in securities | 2003-04-28 | 2004-11-19 | RO | Dealing in securities | 2004-11-19 | 2012-01-19 | RO | Dealing in futures contracts | 2006-02-16 | 2012-01-19 |
3 | JPMorgan Asset Management (Japan) Limited | RO | Advising on futures contracts | 2006-07-18 | 2011-03-31 | RO | Advising on securities | 2006-07-18 | 2011-03-31 | RO | Asset management | 2006-07-18 | 2011-03-31 |
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