Lee, Bennett Siu Fung 李兆峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2008-05-28 | 2009-07-22 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-09-19 | 2009-07-22 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-03 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-03 | |
5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-03 | 2017-10-02 |
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