Mang, Sheung Ling 孟常凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-19 | 2008-11-25 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-12-03 | 2017-10-02 | Rep | Advising on securities | 2013-01-15 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-19 | Rep | Advising on futures contracts | 2013-01-15 |
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