Shi, Liwen (SFC:AXP429) 史力雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2013-07-11 | 2023-09-08 | Rep | Dealing in securities | 2014-01-10 | 2023-09-08 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-10-30 | 2024-03-28 | RO | Advising on corporate finance | 2024-03-28 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-10-30 | |
| 4 | KGI CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-07-11 | 2013-07-01 | Rep | Advising on corporate finance | 2011-11-21 | 2013-07-01 |
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