Chau, Ka Yee (SFC:ASD388) 周嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AlTi Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2009-11-02 | 2010-04-30 | Rep | Asset management | 2009-11-02 | 2010-04-30 |
2 | DEMETER ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-02-25 | 2009-09-30 | RO | Asset management | 2009-02-25 | 2009-09-30 |
3 | Kingsbridge Limited (d2014-08-15) | RO | Advising on securities | 2010-07-28 | 2013-09-29 | RO | Asset management | 2010-07-28 | 2013-09-29 |
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