Holmes, John Palmer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Sherpa Capital Management Limited | Rep | Asset management | 2024-06-07 | |
2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2005-02-25 | 2015-05-01 | Rep | Dealing in securities | 2006-03-29 | 2015-05-01 |
3 | MIRABAUD (FAR EAST) LIMITED | RO | Advising on corporate finance | 2003-08-31 | RO | Advising on securities | 2003-08-31 | RO | Asset management | 2003-08-31 |
4 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2022-01-17 | 2022-09-28 | Rep | Asset management | 2022-01-17 | 2022-09-28 | Rep | Dealing in securities | 2022-01-17 | 2022-09-28 |
5 | Swiss International Asset Management Limited | Rep | Advising on securities | 2018-09-10 | 2019-03-05 | Rep | Asset management | 2018-09-10 | 2019-03-05 |
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