Lo, Belina Wai Kwok 盧慧幗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-11-09 | 2010-07-23 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-11-09 | 2010-07-23 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2010-08-23 | 2013-10-30 | Rep | Dealing in securities | 2010-08-23 | 2016-05-03 |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2024-09-02 | |
5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2024-10-07 | |
6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-03 | 2024-05-30 |
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