Chen, Hsing-Chia 陳星嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-13 | 2007-08-20 | Rep | Dealing in securities | 2007-09-14 | 2020-01-14 | Rep | Advising on securities | 2016-11-01 | 2020-01-14 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-01-04 | 2023-01-07 | Rep | Advising on securities | 2023-06-30 | 2023-07-08 | Rep | Advising on securities | 2024-01-08 | 2024-01-15 | Rep | Advising on securities | 2024-05-24 | 2024-06-03 | Rep | Advising on securities | 2024-07-30 | 2024-08-05 |
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