Lord, Nicholas Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2006-02-16 | 2007-05-22 | RO | Advising on securities | 2007-05-22 | 2010-06-22 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-02-07 | 2011-02-14 | Rep | Dealing in securities | 2011-07-18 | 2024-01-12 | Rep | Advising on securities | 2023-08-17 |
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