Wong, Richard (SFC:AFQ365) 黃志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-01-09 | 2011-12-14 | Rep | Dealing in securities | 2006-01-09 | 2017-05-19 | RO | Advising on corporate finance | 2011-12-14 | 2017-05-19 | Rep | Advising on corporate finance | 2019-07-02 | 2020-07-20 | Rep | Dealing in securities | 2019-07-02 | 2020-07-20 | RO | Advising on corporate finance | 2020-07-20 | RO | Dealing in securities | 2020-07-20 |
2 | Nexus Point Advisors (HK) Limited | Rep | Asset management | 2017-06-12 | 2018-02-14 | RO | Asset management | 2018-02-14 | 2019-05-31 |
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