Liu, Ying (SFC:ATE914) 劉瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-11-08 | 2021-02-18 | Rep | Advising on securities | 2018-11-08 | 2021-11-02 | Rep | Dealing in securities | 2018-11-08 | 2021-11-02 | Rep | Asset management | 2021-02-18 | 2021-11-02 | RO | Advising on securities | 2021-11-02 | RO | Asset management | 2021-11-02 | RO | Dealing in securities | 2021-11-02 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-07-02 | 2018-07-24 | Rep | Advising on securities | 2009-07-02 | 2018-07-24 | Rep | Dealing in securities | 2009-07-02 | 2018-07-24 |
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