Tang, Tsz Yan Janice 鄧子欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-07-12 | 2022-01-31 |
2 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-27 | 2012-07-31 |
3 | PINE FIELD CAPITAL PARTNERS (HK) LIMITED | Rep | Advising on securities | 2012-08-01 | 2014-01-17 |
4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-01-29 | 2019-02-10 | Rep | Dealing in securities | 2014-02-17 | 2019-02-10 |
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