Ng, Pan (SFC:AVV145) 吳斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Dealing in securities | 2014-06-18 | 2015-04-26 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-02 | 2012-04-01 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-02 | 2012-04-01 | Rep | Advising on securities | 2011-12-06 | 2012-04-01 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2012-08-13 | 2014-05-29 | Rep | Dealing in securities | 2012-08-13 | 2014-05-29 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-08-16 | 2014-05-29 |
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