Wong, Yiu Keung (SFC:AAH944) 黃耀強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-05 | |
2 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2007-09-01 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-21 | 2009-10-28 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-03 | 2009-07-11 | Rep | Dealing in securities | 2009-11-06 | 2023-02-17 |
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