Xiao, Yang (SFC:ARO451) 蕭楊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Asset management | 2020-06-18 | |
| 2 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2010-06-30 | 2013-03-01 | Rep | Asset management | 2010-06-30 | 2013-03-01 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-03-08 | 2020-05-23 | Rep | Asset management | 2013-03-08 | 2020-05-23 |
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