Chan, Dickson Chi Chuen 陳志銓

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities (Hong Kong) Limited Rep Advising on securities 2015-04-23 2015-10-09
RO Advising on corporate finance 2015-04-23 2017-01-28
RO Advising on securities 2015-10-09 2017-01-28
Rep Advising on corporate finance 2017-05-22 2017-11-06
Rep Advising on securities 2017-05-22 2017-11-06
RO Advising on corporate finance 2017-11-06
RO Advising on securities 2017-11-06
2 CLSA LIMITED Rep Dealing in securities 2015-04-23 2015-10-09
RO Dealing in securities 2015-10-09 2017-01-28
Rep Advising on securities 2017-05-22 2017-11-06
Rep Dealing in securities 2017-05-22 2017-11-06
RO Dealing in securities 2017-11-06
RO Advising on securities 2017-11-06 2021-07-28
3 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2011-10-11 2011-12-29
Rep Advising on securities 2011-10-11 2016-01-01
Rep Dealing in securities 2011-10-11 2016-01-01
RO Advising on corporate finance 2011-12-29 2016-01-01
4 GF Capital (Hong Kong) Limited Rep Advising on corporate finance 2017-03-08 2017-04-08
5 GF Securities (Hong Kong) Brokerage Limited Rep Dealing in securities 2017-03-08 2017-04-08
6 PIPER JAFFRAY ASIA LIMITED Rep Advising on securities 2003-11-14
Rep Asset management 2003-11-14
Rep Advising on corporate finance 2009-10-08
RO Advising on corporate finance 2009-10-08 2009-10-10
Rep Advising on corporate finance 2009-11-06 2009-12-21
RO Advising on corporate finance 2009-12-21 2011-10-01

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