Wang, Yimin (SFC:APN587) 王逸旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-31 | 2011-07-08 | Rep | Dealing in securities | 2011-03-31 | 2011-07-08 |
2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-01-28 | Rep | Advising on corporate finance | 2022-01-28 | 2022-05-17 | RO | Advising on corporate finance | 2022-05-17 |
3 | CLSA LIMITED | Rep | Dealing in securities | 2022-01-28 | |
4 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-10 | 2014-11-12 | RO | Advising on corporate finance | 2014-11-12 | 2019-01-22 |
5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2012-09-26 | 2012-09-26 |
6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-08-31 | 2011-03-11 | Rep | Advising on securities | 2008-01-21 | 2011-03-11 | Rep | Dealing in securities | 2008-01-21 | 2011-03-11 |
7 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-22 | 2012-08-25 |
8 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-02-18 | 2019-05-14 | RO | Advising on corporate finance | 2019-05-14 | 2022-01-13 |
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