Lo, Katherina Ka Shun 盧嘉舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2010-06-10 | 2010-09-17 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-02-22 | 2009-07-07 | Rep | Dealing in securities | 2008-02-22 | 2009-07-07 |
3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-09-04 | 2007-08-31 |
4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-09-04 | 2007-08-31 |
5 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-04-13 | 2006-08-22 |
6 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-13 | 2006-08-22 |
7 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Dealing in futures contracts | 2005-04-13 |
8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-08 | 2010-06-02 |
9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-08 | 2010-06-02 |
10 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-10-21 | 2014-01-01 | Rep | Dealing in securities | 2010-10-21 | 2014-01-01 |
11 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-09-14 | 2008-02-17 |
12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-09-14 | 2008-02-17 |
13 | Winner International Securities Limited | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Dealing in securities | 2005-04-13 |
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