Jones, Michael Andrew (SFC:APY433)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-11-01 | 2008-06-25 | Rep | Advising on securities | 2007-11-01 | 2008-06-25 | Rep | Dealing in securities | 2007-11-01 | 2008-06-25 | Rep | Advising on corporate finance | 2009-02-25 | 2011-06-13 | Rep | Advising on securities | 2009-02-25 | 2011-06-13 | Rep | Dealing in securities | 2009-02-25 | 2011-06-13 |
2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-11-01 | 2008-06-25 | Rep | Advising on securities | 2007-11-01 | 2008-06-25 | Rep | Dealing in securities | 2007-11-01 | 2008-06-25 | Rep | Advising on corporate finance | 2009-02-25 | 2011-06-13 | Rep | Advising on securities | 2009-02-25 | 2011-06-13 | Rep | Dealing in securities | 2009-02-25 | 2011-06-13 |
3 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2011-08-08 | 2012-02-28 | Rep | Dealing in securities | 2011-08-08 | 2012-07-03 | RO | Advising on corporate finance | 2012-02-28 | 2012-07-03 |
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