Wise, Adam John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-10 | 2015-07-18 | Rep | Dealing in futures contracts | 2013-02-18 | 2015-07-18 | Rep | Advising on securities | 2014-02-06 | 2015-07-18 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-03-31 | Rep | Dealing in securities | 2015-09-02 | 2021-07-23 |
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