Yamashita, Yuichi 山下裕一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2019-03-01 | 2024-03-12 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2012-11-19 | 2013-07-24 | Rep | Dealing in securities | 2012-11-19 | 2018-11-30 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-11-19 | 2018-11-30 | Rep | Dealing in securities | 2012-11-19 | 2018-11-30 | Rep | Automated trading services | 2013-07-24 | 2018-11-30 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2009-08-10 | 2012-08-07 | Rep | Dealing in futures contracts | 2009-08-10 | 2012-08-07 | Rep | Dealing in securities | 2009-08-10 | 2012-08-07 |
| 5 | Y-Intercept (Hong Kong) Limited | Rep | Asset management | 2024-07-02 |
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