Yiu, Andrew Leung Wai 姚亮威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2012-03-13 | 2017-07-03 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-08-12 | 2011-10-11 | RO | Dealing in futures contracts | 2011-10-11 | 2017-07-03 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-05-20 | 2017-07-03 |
| 4 | China Reserve Securities Limited | RO | Dealing in securities | 2003-06-12 | 2004-06-16 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-08-12 | 2011-08-11 | RO | Dealing in securities | 2011-08-11 | 2017-07-03 |
| 6 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2017-09-04 | |
| 7 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2017-09-04 | |
| 8 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2017-09-04 | Rep | Advising on securities | 2017-09-04 | 2022-10-26 | RO | Advising on securities | 2022-10-26 |
| 9 | HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2003-06-12 | |
| 10 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-05 | 2010-04-12 |
| 11 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-06-28 | 2004-09-06 | RO | Dealing in securities | 2004-09-06 | 2017-04-25 |
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