Chen, Hsin Yi (SFC:AQX105) 陳欣怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-05-21 | 2010-01-02 | Rep | Dealing in futures contracts | 2008-10-08 | 2010-01-02 |
| 2 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-12-19 | 2018-02-27 | Rep | Asset management | 2014-12-19 | 2018-02-27 | Rep | Dealing in securities | 2014-12-19 | 2018-02-27 |
| 3 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-09-09 | 2012-08-31 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-09-09 | 2012-08-31 |
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