Yang, Zhao (SFC:AWK896) 楊肇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTN Financial Asia Limited | Rep | Dealing in securities | 2014-02-10 | 2015-02-13 |
| 2 | RBC Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2012-01-10 | 2012-11-01 |
| 3 | SJS Markets Limited | Rep | Dealing in securities | 2010-12-17 | 2011-12-02 |
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