Li, Ying (SFC:ASS480) 李迎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-02 | 2011-05-01 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-05-09 | 2012-07-01 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-08-10 | 2012-07-01 | Rep | Dealing in securities | 2011-08-10 | 2012-07-01 |
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