Shum, Wai Nap 岑偉納
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2017-09-11 | 2020-04-08 | Rep | Asset management | 2017-09-11 | 2020-04-08 |
| 2 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2004-02-12 | 2006-09-07 | RO | Asset management | 2006-09-07 | 2008-03-10 | Rep | Asset management | 2008-03-10 | 2015-03-11 | Rep | Advising on securities | 2010-06-29 | 2015-03-11 | RO | Advising on securities | 2015-03-11 | 2015-10-23 | RO | Asset management | 2015-03-11 | 2015-10-23 | Rep | Advising on securities | 2015-10-23 | 2017-07-29 | Rep | Asset management | 2015-10-23 | 2017-07-29 |
| 3 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-06-05 | 2024-04-24 |
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