Law, Ka Fai (SFC:APH953) 羅家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | IDEG Asset Management (Hong Kong) Limited | RO | Advising on securities | 2022-01-12 | 2022-02-06 | RO | Asset management | 2022-01-12 | 2022-02-06 | RO | Dealing in securities | 2022-01-12 | 2022-02-06 |
2 | MCM Asia Limited | Rep | Dealing in futures contracts | 2013-05-02 | 2017-11-16 | Rep | Dealing in securities | 2013-05-02 | 2017-11-16 | RO | Advising on securities | 2014-04-01 | 2016-11-10 | Rep | Advising on securities | 2016-11-10 | 2017-11-16 | RO | Dealing in futures contracts | 2019-11-21 | 2020-06-10 | RO | Dealing in securities | 2019-11-21 | 2020-06-10 |
3 | MCM INVESTMENT PARTNERS LIMITED | RO | Asset management | 2017-11-16 | 2020-06-10 |
4 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2007-08-01 | 2011-01-13 | Rep | Advising on securities | 2007-08-01 | 2011-01-13 | Rep | Automated trading services | 2007-08-01 | 2011-01-13 | Rep | Dealing in securities | 2007-08-01 | 2011-01-13 |
5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-08-01 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-08-01 | 2010-12-06 |
6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-01-13 |
7 | Super Quantum Capital Management (Hong Kong) Limited | RO | Asset management | 2022-09-26 | 2023-08-31 |
8 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-04-13 | 2013-02-01 |
9 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-04-13 | 2013-02-01 | Rep | Dealing in securities | 2011-04-13 | 2013-02-01 |
10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-04-13 | 2013-02-01 |
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