Anglin, Thomas William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-08-13 | 2024-05-25 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-08-13 | 2024-05-25 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-06-23 | 2014-04-30 | Rep | Dealing in securities | 2014-04-30 | 2015-03-03 |
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