Chen, Li (SFC:ANY454) 陳李
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-10-16 | 2018-03-01 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2006-11-28 | 2008-09-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-12-07 | 2015-06-03 |
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