Iwasa, Shinsuke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-03-18 | 2013-03-19 | Rep | Advising on securities | 2013-09-13 | 2022-08-29 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2005-10-20 | 2005-10-21 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2008-08-08 | 2012-04-04 |
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