Shi, Shaoqiang 施少強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DC Wealth Management (HK) Limited | RO | Advising on securities | 2018-01-31 | 2018-11-23 | RO | Asset management | 2018-01-31 | 2018-11-23 |
| 2 | Poplar Asset Management Limited | Rep | Asset management | 2019-02-15 | 2019-04-17 | RO | Asset management | 2019-04-17 | 2020-10-30 |
| 3 | WINTECH SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-10 | Rep | Advising on securities | 2004-02-10 | Rep | Asset management | 2004-02-10 | Rep | Dealing in securities | 2005-10-14 | RO | Dealing in securities | 2005-10-14 | 2017-03-17 |
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