Sinclair, Andrew Mark (SFC:AGP545)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphatraxx (H.K.) Limited | RO | Advising on securities | 2005-12-23 | 2006-08-23 | RO | Asset management | 2005-12-23 | 2011-11-30 | RO | Advising on securities | 2007-07-04 | 2011-11-30 |
| 2 | Chinese Strategic Asset Management Limited | RO | Advising on securities | 2014-10-16 | 2019-08-30 | RO | Asset management | 2014-10-16 | 2019-08-30 |
| 3 | Kaison Asset Management (Hong Kong) Limited | RO | Advising on securities | 2020-09-01 | RO | Asset management | 2020-09-01 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-18 | Rep | Advising on securities | 2004-04-18 | Rep | Asset management | 2004-04-18 | Rep | Dealing in securities | 2004-04-18 |
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