Shaw, Barbara (SFC:AAE978) 邵憶芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DOMINEER ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-11-30 | 2022-01-19 | RO | Asset management | 2022-01-19 | RO | Advising on securities | 2022-07-19 |
2 | IMPERIAL CAPITAL LIMITED (HK) | RO | Advising on securities | 2005-05-12 | 2014-05-21 | RO | Asset management | 2005-12-21 | 2021-09-09 |
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