Sham Khi, Connie Rose 岑琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Hong Kong Wan Kiu Investment Company | RO | Advising on corporate finance | 2005-03-08 | RO | Advising on securities | 2005-03-08 | RO | Asset management | 2005-03-08 | RO | Dealing in securities | 2005-03-29 |
2 | HONG KONG WAN KIU INVESTMENT COMPANY LIMITED | RO | Dealing in securities | 2005-03-29 | 2020-02-06 |
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