Mao, Frank Tsao Yu 毛昭宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | RO | Advising on corporate finance | 2008-10-01 | RO | Advising on securities | 2008-10-01 | RO | Asset management | 2008-10-01 | RO | Automated trading services | 2008-10-01 | RO | Dealing in securities | 2008-10-01 | RO | Advising on futures contracts | 2005-11-29 | 2008-10-01 | RO | Dealing in futures contracts | 2005-11-29 | 2008-10-01 |
| 2 | BEAR STEARNS HONG KONG LIMITED | RO | Asset management | 2004-10-28 | RO | Advising on futures contracts | 2008-10-01 | RO | Dealing in futures contracts | 2008-10-01 |
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