Ushiyama, Masaharu 牛山政治
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Asset management | 2017-03-14 | 2019-09-25 | Rep | Dealing in securities | 2017-03-14 | 2019-09-25 |
| 2 | HFS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-04-09 | 2010-05-01 | Rep | Asset management | 2009-05-08 | 2010-05-01 |
| 3 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-16 | 2017-01-17 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-09-10 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-09-10 | Rep | Dealing in securities | 2003-09-10 |
| 6 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2006-04-03 | 2006-07-14 |
| 7 | SIMPSON FINANCIAL LIMITED (HK) | Rep | Advising on securities | 2013-04-08 | 2015-12-18 | Rep | Asset management | 2013-04-08 | 2015-12-18 |
| 8 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2004-08-27 | 2006-03-16 |
| 9 | YF Life Investors Limited | Rep | Advising on securities | 2006-08-08 | 2009-04-01 | Rep | Dealing in securities | 2006-09-26 | 2009-04-01 |
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