Xu, Ziwang 徐子旺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on securities | 2005-02-01 | RO | Asset management | 2005-02-01 | RO | Advising on corporate finance | 2006-02-01 | Rep | Advising on corporate finance | 2006-02-01 | 2006-12-29 | Rep | Dealing in securities | 2006-03-01 | 2006-12-29 | Rep | Advising on corporate finance | 2007-06-12 | 2007-11-12 | Rep | Dealing in securities | 2007-06-12 | 2007-11-12 |
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