Wu, Hok Sau 胡學修
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DT Securities & Futures Co. Limited | Rep | Dealing in futures contracts | 2021-04-07 | 2021-12-13 | Rep | Dealing in securities | 2021-04-07 | 2021-12-13 | RO | Dealing in futures contracts | 2021-12-13 | 2022-07-19 | RO | Dealing in securities | 2021-12-13 | 2022-07-19 |
| 2 | Hong Kong Main Fund Securities Limited | RO | Dealing in securities | 2023-04-24 | |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-09 | Rep | Advising on securities | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Automated trading services | 2004-06-09 | Rep | Dealing in securities | 2006-05-11 | Rep | Dealing in securities | 2013-02-18 | 2018-07-31 |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Dealing in futures contracts | 2006-05-11 | Rep | Dealing in futures contracts | 2013-02-18 | 2018-07-31 |
| 5 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-09-07 | 2020-04-23 |
| 6 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-07 | 2020-04-23 |
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