Ho, Edward Man Tat 何聞達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2005-03-22 | 2006-02-22 | Rep | Dealing in futures contracts | 2006-01-16 | 2008-04-09 | RO | Dealing in securities | 2006-02-22 | 2008-05-30 |
2 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2018-12-20 | 2019-02-27 | Rep | Dealing in securities | 2018-12-20 | 2019-02-27 | RO | Advising on securities | 2019-02-27 | 2020-07-01 | RO | Dealing in securities | 2019-02-27 | 2020-07-01 |
3 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-12-20 | 2022-01-26 | Rep | Dealing in securities | 2021-12-20 | 2022-01-26 | RO | Advising on securities | 2022-01-26 | RO | Dealing in securities | 2022-01-26 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-01-20 | Rep | Advising on securities | 2005-01-20 | Rep | Asset management | 2005-01-20 | Rep | Automated trading services | 2005-01-20 | Rep | Dealing in securities | 2005-01-20 |
5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-20 | Rep | Asset management | 2005-01-20 | Rep | Automated trading services | 2005-01-20 | Rep | Dealing in futures contracts | 2005-01-20 |
6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-03-10 | 2015-04-01 | Rep | Advising on securities | 2014-03-10 | 2015-04-01 | Rep | Dealing in securities | 2014-03-10 | 2015-04-01 |
7 | Wells Fargo Securities Asia Limited | RO | Advising on securities | 2016-04-13 | 2018-11-01 | RO | Asset management | 2016-04-13 | 2018-11-01 | RO | Dealing in securities | 2016-04-13 | 2018-11-01 |
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