Kelsey, Steve Morgan (SFC:ADH503)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Interactive Brokers Hong Kong Limited | RO | Dealing in securities | 2003-09-15 | 2010-09-30 | RO | Dealing in futures contracts | 2004-01-07 | 2010-09-30 |
2 | Interactive Brokers LLC | Rep | Advising on futures contracts | 2003-07-22 | Rep | Asset management | 2003-07-22 | Rep | Automated trading services | 2003-07-22 | Rep | Dealing in futures contracts | 2003-09-15 | RO | Dealing in futures contracts | 2003-09-15 | 2010-09-30 | RO | Dealing in securities | 2003-09-15 | 2010-09-30 | RO | Leveraged foreign exchange trading | 2007-03-19 | 2010-09-30 |
3 | TIMBER HILL HONG KONG LIMITED | RO | Dealing in futures contracts | 2003-09-15 | 2004-12-17 |
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