Chu, Albert Ho Tak 朱浩德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-05-23 | 2006-11-24 |
2 | Henyep Capital Management Limited | Rep | Advising on securities | 2007-04-13 | 2007-04-18 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-09 | 2008-04-03 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2008-04-03 |
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