Lloyd, Alistair Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Cambridge Strategy (Asset Management) Asia Limited (The) | Rep | Advising on securities | 2009-09-18 | 2009-11-16 | RO | Advising on securities | 2009-11-16 | 2012-01-09 | RO | Asset management | 2010-09-13 | 2012-01-09 |
2 | GIGA (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-20 | 2007-12-28 | Rep | Asset management | 2007-07-20 | 2007-12-28 | RO | Advising on securities | 2007-12-28 | 2009-03-31 | RO | Asset management | 2007-12-28 | 2009-03-31 |
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