Yuen, Pak Cheung 阮柏祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-01 | 2013-05-08 |
| 2 | Donghai International Futures (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-07-22 | 2017-01-27 |
| 3 | Great Lakes Hong Kong Limited | RO | Dealing in futures contracts | 2010-04-29 | 2012-12-31 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2010-04-24 |
| 5 | Newedge Broker Limited | Rep | Advising on futures contracts | 2004-02-27 | Rep | Asset management | 2004-02-27 | Rep | Automated trading services | 2009-07-31 | Rep | Dealing in futures contracts | 2009-07-31 | Rep | Dealing in securities | 2009-07-31 |
| 6 | Rui Da International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-08-22 | Rep | Asset management | 2019-08-22 | 2023-01-09 | RO | Asset management | 2023-01-09 | 2023-07-13 | Rep | Asset management | 2023-07-13 |
| 7 | Rui Da International Finance Holding Limited | RO | Dealing in futures contracts | 2013-06-10 | 2015-12-21 | Rep | Dealing in futures contracts | 2017-02-06 | 2017-04-26 | RO | Dealing in futures contracts | 2017-04-26 | RO | Advising on futures contracts | 2018-05-31 |
| 8 | Rui Da International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2023-01-12 | |
| 9 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-04-24 | Rep | Dealing in securities | 2008-10-13 | 2010-04-24 |
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