Wong, David Kam Suen 王鑑旋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2016-06-06 | 2021-09-30 | Rep | Dealing in securities | 2016-06-06 | 2021-09-30 | Rep | Asset management | 2017-07-28 | 2021-09-30 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-02-08 | 2014-08-25 |
3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-02-08 | 2014-08-25 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-02-08 | 2014-08-25 |
5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2010-12-24 | 2011-04-01 |
6 | Victoria International Asset Management Limited | RO | Advising on securities | 2022-06-01 | RO | Asset management | 2022-06-01 |
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